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18 + years of Experience in Trade Surveillance +Pre-trade / Post-trade / Real Time Surveillance Job Description: Individuals will be part of the Trade Surveillance group supporting one of the global regions AMRS, EMEA and APR. Individual will be responsible for monitoring trading activities across multiple asset classes for market abuse and manipulation. The individuals will also be responsible for investigating potential compliance/control room issues with multiple levels of management for appropriate disposition. Responsibilities: - The successful candidates will be responsible for performing trade surveillance activities on SMARTS and Actimize application, review alerts for market manipulation, restricted and watch listed securities, obtain deal updates (from Investment Bankers) - when needed for watch list reviews, monitor trading activity using various exceptions-based reports. - Working closely with the Line of Business (LOB) to understand the process and managing LOB process expectations, managing day to day process requirements, liaising with upper management, preparing, and presenting monthly reviews to senior management, managing employee conflict, conduct employee performance discussions, - Work with the larger team on OPEX initiatives, identify process improvement areas, liaise with relevant support function to bring the idea to fruition. - Analyze T+1 trading data on trade surveillance platforms for potential compliance issues, investigate potential compliance issues with management and document findings, work with the global compliance teams to document findings. - Participate in the Parameter Review process for the Trade Surveillance models. - Enables smooth migrations of work to GBS from onshore and maintaining/creating LOB confidence for the GBS team. - Conducting LOB/GBS Executive presentations, including routine and monthly connects. - Understand end to end Internal Controls and broader Global Business Services functions to ensure adherence to enterprise standards and reporting requirements. - Train and set up a strong, fungible /Cross trained pool of resources within the GBS Trade Surveillance team Requirements: Education: - Post Graduate in any field Experience Range 18 + years of Experience in Trade Surveillance / Pre-trade / Post-trade / Real Time Surveillance Foundational Skills: - Experience in capital markets operations with a thorough understanding of trade life cycle and surveillance functions - Strong capital market knowledge - Working knowledge of derivative products - Strong analytical, interpersonal, organizational, and time management skills - Ability to lead a team - Ability to prioritize work activity to maximize performance against agreed targets - Excel skills and attention to detail - Strong English written and verbal communication skills - Experience in working with Surveillance applications like Actimize, SMARTS. - Ability to work in a high-energy and dynamic environment. - Ability to multi-task, assist in critical items/projects and those that require extensive research, while independently prioritizing his/her workload - Ability to analyze large sets of data to develop and present executive level reporting - Experience in operating on a global scale, across multiple functions/regions and with multiple stakeholders. Shift Timings: - APAC - IST 07.30 AM/08.30 AM to 04.30 PM/05.30 PM Other Regions - IST 11.30 PM/12.30 PM to 08.30 PM/09.30 PM Location: GIFT

Gujarat

Vice President - Trade Surveillance 

Job Description for Vice President - Trade Surveillance  in Black Turtle India Pvt Ltd in  Gujarat for (18-25) years of experience. Apply Now!

Vice President - Trade Surveillance  | iimjobs.com