As a Vice President in the Business Oversight Compliance team, providing oversight coverage for technology functions, globally You will play a critical role in supporting the bank's business areas by providing expert compliance advisory, regulatory risk management, and governance oversight.
You will part of implementing the Compliance strategy aligned to our purpose to protect our customers, clients and colleagues, and promote trust and integrity in the financial system, delivering our vision to be a world-class influential Compliance function, respected for being pro-active, offering deep expertise and data-driven insight.
To be a successful VP - in the BX Business Oversight Compliance team, you should have experience with:
1. Compliance Leadership & Stakeholder Management
- Self-lead the compliance oversight book of work for Technology functions globally fostering a culture of accountability and continuous improvement.
- Engage with senior stakeholders across business and control functions, providing timely and risk-based compliance advice.
- Promote strong partnerships with peer functions (e.g., Risk, Legal, Chief Controls Office, Regulatory Relations, Audit) to provide cohesive support to the business.
2. Regulatory & Product Expertise
- Provide subject matter expertise in Technology functions compliance across banking tech platforms (e.g., GTIS, Investment Banking, Markets, or Cards & Payments).
- Identify and investigate potential market abuse (e.g., Insider Dealing, Market Manipulation) and financial crime risks, including money laundering and terrorist financing.
- Maintain broad understanding of the UK and global regulatory landscape (FCA, PRA, EMIR, MIFID, MAS, etc.).
- Interpret and apply regulatory requirements to business activities, ensuring proportionate and pragmatic compliance solutions.
3. Risk Management & Governance
- Identify, assess, and monitor compliance risks across business units.
- Have the technical understanding and connect with 1 LOD to be able to assess direct Compliance risks that can occur for the TCs they are covering but also the second order risk that can occur across the coverage functions remit.
- Check and challenge Business controls and governance with an objective to make them more robust and proactive risk management-focused.
- Advise on effective design and implementation of risk management frameworks, target operating models, and remediation plans, and develop and implement controls, policies, and procedures to mitigate compliance risks
- Support regulatory reporting, audits, and internal reviews with high-quality documentation and data driven insights.
4. Change Management & Transformation
- Lead and support regulatory change initiatives and compliance transformation projects.
- Deliver high-quality work products within tight deadlines, balancing multiple priorities.
- Drive automation and process improvements to enhance compliance efficiency and effectiveness.
- Lead regulatory horizon scanning and guide the implementation, testing, and communication of regulatory changes, including regulatory notifications and exam readiness.
5. Strategic Reporting & MI
- Develop and deliver management information (MI) and performance metrics to support risk awareness and escalation.
- Provide insights and recommendations to senior leadership based on data-driven analysis.
Essential Skills:
- Strong technical and product-related knowledge of regulatory compliance systems, reporting tools, and financial services products, particularly those governed by UK and global regulatory frameworks.
- Strong knowledge of Compliance policies around Customer Protection, Privacy, Conduct and regulatory compliance.
- Demonstrated ability to assess complex regulatory matters and apply independent judgment.
- Demonstrable experience of managing Technology function from a risk and control perspective in first second or third line of defense in large complex financial services environment.
Desirable Skills:
- Subject Matter Expertise in Compliance operations and business activities.
- Technical proficiency in regulatory platforms and tools, with the ability to interpret and apply product-specific regulatory requirements across jurisdictions.
- Professional certifications (e.g., ACAMS, ICA, CIA, CISI).
- Experience with regulatory reporting systems, SharePoint, Tableau, or JIRA.
- Strong commercial awareness and industry insight.
- Bachelor's or Master's degree in Law, Finance, Risk, or related field.
Didn’t find the job appropriate? Report this Job