Job Description:
We are seeking an experienced Compliance Officer to oversee regulatory compliance for our Alternative Investment Fund (AIF) business. The role will ensure adherence to SEBI regulations, manage compliance frameworks, regulatory filings, and support governance across fund operations.
Key Responsibilities:
- Ensure compliance with SEBI AIF Regulations and other applicable laws.
- Act as the Fund Compliance Officer, overseeing periodic fund compliances, regulatory filings, disclosures, and reporting.
- Liaise and coordinate with key stakeholders, including Trustees, Custodians, RTAs, SEBI, auditors, legal advisors, and other service providers.
- Monitor regulatory developments and strengthen compliance policies, procedures, and internal controls.
- Support regulatory inspections, audits, and compliance monitoring activities.
- Provide legal and compliance support to other group entities, including commercial contracts, vendor and client agreements, NDAs, mandates, representations, and dispute resolution matters.
- Support broader governance, risk, and compliance initiatives across the group.
Preferred Profile:
- Law graduate (LLB/LLM preferred).
- 7+ years of experience in compliance, legal, or regulatory roles within financial services.
- Strong understanding of SEBI regulations, AIFs, PMS, AMC, or fund structures.
- Excellent stakeholder management and communication skills.
Location: Delhi/ Mumbai
Joining: Immediate preferred
Candidates with relevant SEBI compliance certifications or eligibility to meet SEBI requirements will be preferred.
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