Senior Manager/Assistant Vice President - Secretarial & Compliance - Wealth Firm - LLB/CS

Client Details :

Our client : stands as a trusted partner, respecting and nurturing millions of dreams of home and business. With us, every handshake is a promise, and every loan a foundation of respect for uniting dreams with opportunities for all.The company has a balance sheet size of - 0.70 trillion as on 31 March, 2025 and serviced more than 1.6 million happy customers. The company has strong nationwide presence of over 220 branches which offers quick, convenient and competitively priced home loans in the affordable housing segment. Additionally, the company also offers loans to MSMEs/small business for working capital.

Job Profile

Job Titel: Senior Manager / AVP - Secretarial & Compliance

Location: Prabhadevi, Mumbai

Preferred Background: Experience with firms in Wealth Management / Asset Management / AIF / NBFCs or financial institutions

- NBFCs or financial institutions

- Exposure to regulatory filings and compliance audits

Job Summary :

We are looking for a qualified Company Secretary (CS) to lead corporate governance, regulatory compliance, and secretarial functions. The role requires strong expertise in handling regulations governed by SEBI and Reserve Bank of India (RBI), along with exceptional drafting and documentation skills.

Key Responsibilities :

- Manage end-to-end secretarial and compliance functions

- Draft and maintain Board Minutes, Resolutions, and Committee Minutes with high accuracy

- Ensure compliance with SEBI, RBI, Companies Act, and other regulatory requirements

- Handle board meetings, AGMs, EGMs, and related documentation

- Liaise with regulators, auditors, and legal advisors

- Monitor regulatory changes and ensure timely implementation

- Maintain statutory registers and filings (ROC, SEBI, RBI, etc.)

- Support senior management in governance and compliance strategy

- Assist in legal documentation, agreements, and policy frameworks

Requirements :

Qualification :

- Qualified Company Secretary (CS) - Mandatory

- LLB (Law degree) - Preferred / Added advantage

Experience :

- 5-10 years of relevant experience in secretarial & compliance roles

- Experience in financial services / NBFC / wealth management / AIF / regulated entities preferred

Key Skills :

- Strong expertise in corporate laws and regulatory compliance

- Excellent drafting skills (minutes, resolutions, legal documents)

- In-depth understanding of SEBI & RBI frameworks

- Attention to detail and governance mindset

- Ability to manage multiple stakeholders and deadlines

Working Days : Mon - Friday

Working Timings : 10.30AM -7 PM