
Senior Compliance Officer - Corporate Secretarial & Legal
Location: Lucknow, Uttar Pradesh
Experience: 6 - 10 years
Key Responsibilities:
- Own compliance under the Companies Act, 2013, including MCA/ROC filings, statutory registers and corporate records.
- Manage Board, Committee and shareholder meetings, resolutions, minutes and corporate approvals.
- Handle share capital, fundraising, investor matters, ESOPs and shareholder obligations.
- Build and maintain an organisation-wide legal and statutory compliance framework and calendar.
- Support review and management of commercial contracts, licences, regulatory matters and legal notices/disputes.
- Coordinate due diligence, corporate governance, related-party transactions, KYC/beneficial ownership and IP compliance.
- Manage external counsel and advisors, ensuring timely closure and internal ownership of legal/compliance matters.
- Provide senior management with clear visibility on key obligations, deadlines and legal risks.
Candidate Profile:
- 6 - 10 years of relevant experience in corporate secretarial, legal, compliance or governance roles.
- Qualified Company Secretary (CS) strongly preferred; LL.B. would be an advantage.
- Strong practical knowledge of the Companies Act, MCA processes and corporate governance.
- Experience with fundraising/VC-PE transactions, share issuances, ESOPs, shareholder agreements and due diligence preferred.
- Strong drafting, documentation, stakeholder-management and problem-solving skills.
- Ability to work independently, exercise sound legal judgment and challenge stakeholders where required.
- Strong ownership, attention to detail and a bias for closure.
What the Role Offers:
- Direct exposure to Founders, CFO and senior leadership.
- Opportunity to build the governance and compliance infrastructure of a rapidly scaling, institutionally funded organisation.
- Exposure to fundraising, equity structures, ESOPs, debt financing, manufacturing expansion and international operations.
- Competitive compensation with ESOP opportunities for high-impact performers and potential for broader leadership roles.
Candidates must be based in or willing to relocate to Lucknow.
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