Manager - Secretarial & Compliance - NBFC - LLB

Manager Secretarial & Compliance

Location: BKC Mumbai

Reporting to CS & SVP - Compliance

Key Responsibilities:

- Ensure compliance with Companies Act, SEBI LODR, RBI Directions, and all other laws applicable to High Value Debt Listed NBFCs.

- Prepare and file timely and accurate disclosures, documents, and intimations with stock exchanges, MCA, RBI, depositories, and other authorities.

- Handle and coordinate the regulatory inspections.

- Oversee compliance audits and inspections; coordinate with internal and external auditors.

- Prepare agendas, notices, resolutions, and minutes for Board, Committee, and General Meetings.

- Monitor regulatory changes and communicate their implications to management; draft, review, and update company policies accordingly.

- Support issuance of NCDs, CPs, and other instruments, ensuring compliance under SEBI regulations.

- Stay abreast of changes in applicable laws, regulations, and industry practices impacting infrastructure finance and NBFC sectors.

Experience

- Minimum 3 years of relevant post qualification experience in the secretarial and regulatory compliance domain, preferably in the NBFC or financial services sector.

- Demonstrated experience in handling Board processes, RBI inspections, regulatory filings, and compliance frameworks.

Educational Qualification

- Qualified Company Secretary (CS) from the Institute of Company Secretaries of India (ICSI).

- Additional qualifications such as LLB will be an added advantage.

Functional Competencies

- In-depth understanding of Companies Act, SEBI LODR, RBI Directions, and related regulations.

- Strong knowledge of corporate law, SEBI regulations, and governance standards.

- Expertise in drafting, reviewing, and updating company policies, board agenda, minutes and other legal documents.

- Experience in handling compliance audits, regulatory inspections, and secretarial functions.