Job Purpose Statement- The candidate should oversee the organization's adherence to regulatory requirements, disseminate relevant guidelines, conduct internal reviews, manage regulatory inspections. Revise and implement compliance policies, provide guidance to business units, maintain a comprehensive training program, ensure the organization operates in conformity with all applicable laws and regulations. -Roles & Responsibilities- - Disseminate circulars / letters /advisories/ guidelines issued by the Regulator to relevant business units highlighting the regulatory requirements and monitor compliance of these guidelines. - Perform compliance testing, internal compliance reviews & monitoring activities. - Ensure strict adherence to all regulatory requirements, guidelines, and directives issued by the relevant authorities, including the Reserve Bank of India (RBI) and other regulatory bodies. - Keep a track and strict monitoring of all correspondences with the Regulator and ensure that responses to regulatory authorities are properly submitted within the stipulated period of time. - Assist in managing regulatory inspections. End to end management including obtaining data from various business, review of the data before submission, review of response related Inspection observations, Board notes, etc. - Prepare reports for senior management and regulatory bodies as appropriate. - Ensure business activities are conducted in conformity with all applicable laws, regulations, internal policies and procedures. - Oversee the creation, revision, and implementation of compliance policies and procedures to ensure they are in line with changing regulations and industry standards. - Periodically revising the Compliance program in light of changes in the needs of the organization, and in line with changing regulatory landscape. - Monitoring & Reporting of Key risks forming part of Compliance Risk Assessment Framework. - Assist Business Units in their day to day queries related to compliances. - Drafting, Review and Advisory for various Polices and obtaining Board approvals on continuous basis. - Establish and maintain a compliance training program for employees at all levels, ensuring they are well-informed about compliance requirements and expectations. - Monitoring of NHB filings and periodic returns. Ensuring compliance towards Web-site and Notice board disclosures. Filing of Cash Transaction (CTRs), STR, Fraud reporting - Experience in conducting compliance testing and audits

Mumbai

Mahindra Finance - Manager - Compliance 

Job Description for Mahindra Finance - Manager - Compliance  in Mahindra Home Finance in  Mumbai for (4-8) years of experience. Apply Now!