We are hiring for the role of a Compliance and Administration for the fund. The candidate will be responsible for ensuring the fund compliance with applicable laws and regulations. Responsibilities: Fund Compliances: - Ensuring one-time regulatory registrations and their regular filings - SEBI quarterly filings and other compliances. Periodic compliances towards trustees - monthly, quarterly and annual CTR compliances - Maintaining & updating policies and SOPs and related documentation - Updating of PPM and Contribution Agreement. Co-ordination for - Co-ordination for yearly PPM Audit, merchant banker certificate for consolidated changes in PPM and portfolio valuation - Any other compliances Fund Administration and Operations: - Onboarding investors and their KYC - Sending out drawdown notices, statement of accounts and other reporting to investors - Corporate action for allotment and redemption of units - Seeking investor's consent for changes to memorandum/contribution agreement Investment Manager's Compliance (LLP): - Drafting and maintaining LLP minutes and other statutory records. Issuing CTC resolutions - Changes to charter document such as LLP deed - POSH compliances and annual filings Deal Support: - Support investment team in drafting, maintaining IC notes, minutes and approvals. - Drafting / reviewing investment resolutions for the deal - Compliances with the Trustee Portfolio Monitoring: - Ensuring secretarial compliances with respect to investee companies from fund perspective. Required Qualifications / Skills: - Company Secretary, law degree will be an added advantage. - 3-4 years' experience handling compliances for AIF and/or a leading trustee company. - Well versed with the AIF regulations, Company Law, LLP, FATCA compliances. - Curiosity and interest in staying up to date with AIF developments.

Mumbai

Company Secretary - Compliance & Administration - Fund Management Segment - LLB/LLM 

Job Description for Company Secretary - Compliance & Administration - Fund Management Segment - LLB/LLM  in Wave HR & Advisory Pvt Ltd in  Mumbai for (3-5) years of experience. Apply Now!