AU Small Finance Bank - Senior Manager/Assistant Vice President - Central Audit - Liabilities

Job Purpose Senior Manager/ Assistant Vice President Central Audit - Liabilities

Qualification: CA / MBA / Post - Graduate (Preference will be given to CA)

Relevant Experience:

- Experience in Banking industry for at least 5 years (Preferably in Central Audit functions)

Behavioral Competencies:

- Ability to drive projects initiated by central team

- Ability to work with cross functional teams

- Self Driven / Entrepreneurial in approach

Job Responsibilities:

- Independently execute Central (Support) Functions audits such as Compliance, Operations Risks, Customer Service, Liabilities Products & Operations and Trade Operations etc.

- Preparation of RCM and Ensure completion of assigned audits & documentation of work papers on time

- Compliances tracking of open issues reported

- Assist in keeping Audit Procedure Manual and checklists current and updated

- Devise audit checklists for use of Internal/Concurrent Auditors and test products along with processes/procedures to foresee pitfall and bottlenecks and ensure these are audited/resolved

- Provide improvement/ suggestions to existing process / systems to line management

- Provide oversight to the Concurrent Audit process

- Ensure oversight of concurrent audit function (submission of reports on time, quality review, regular updation of checklists, etc.)

- Demonstrate in-depth knowledge of business risks, processes, and internal controls of the organization.

- Ensure quality and consistency of the deliverables.

- Expected to be fully conversant with recent changes in regulations and assessing its impact on the audits undertaken