StepTrade Share Services Reviews by Employees

Job Summary : The VP - AIF & PMS Compliance will be responsible for managing and overseeing all compliance functions related to Alternative Investment Funds (AIF) and Portfolio Management Services (PMS) in accordance with SEBI regulations. Key Responsibilities : - Oversee compliance with SEBI regulations related to AIF (Alternative Investment Funds) and PMS (Portfolio Management Services). - Ensure all regulatory filings, documentation, and reporting requirements are met in a timely manner. - Develop and maintain internal compliance policies in line with current laws and regulations. - Liaise with regulatory authorities, auditors, and internal stakeholders for smooth operations. - Monitor investment restrictions, risk management policies, and fund-related compliance. - Conduct periodic compliance audits to ensure ongoing adherence to regulations. - Provide compliance training to staff and keep the management informed about any new regulations or changes. - Manage and mitigate potential compliance risks, ensuring the company's operations align with all legal requirements. - Assist with legal and regulatory queries and provide guidance on regulatory best practices. Qualifications : - Minimum 10 years of experience in AIF & PMS compliance, with deep knowledge of SEBI regulations. - Must possess a CS (Company Secretary) degree. - Excellent understanding of investment management regulations. - Age group: 35 to 40 years. - Strong communication and leadership skills to interact with senior management and regulatory bodies.

Ahmedabad

Gujarat

VP - AIF & PMS Compliance Officer - Portfolio Management Services 

Job Description for VP - AIF & PMS Compliance Officer - Portfolio Management Services  in STEPTRADE SHARE SERVICES PRIVATE LIMITED in  Ahmedabad Gujarat for (8-12) years of experience. Apply Now!