Vice President - Regulatory Compliance - BFSI

About:

To handle day to day regulatory Compliance of RBI, PMLA,UIDAI, NPCI, CKYC etc viz which includes

- Dissemination of guidelines to the respective stake holders, updation of tracker, follow up and closure on compliance to guidelines

- Timely dissemination of various correspondences to stakeholders and submission of response to the regulator post quality and sanctity check

- Updation of status of compliance to the various executive & board led committees

- Handling of compliance testing from end to end like planning, conduct of testing, establishing testing results and follow up on compliance to the observations

- Handling RBS for the Bank from end to end

To handle cross functional matters such as:

- Evaluating product proposal from compliance perspective

- Evaluating agreements with vendors/business partners in reference to compliance parameters

- Handle internal audit of the department

- Timely closure of report

- Coordinating with departments w.r.t RBS audit, dissemination of observations, compliance to the observations and timely response

Dashboard management

- Tracking of action taken report emanating from various Board, Board led & Management committee

- Pending actionable w.r.t compliance to guidelines

- Pending line times for compliance to testing observations