Vice President - Internal Auditor

VP - Internal Auditor

Description:

Looking for Tenured VP

Internal Audit hands on exp is required, we need assurance exp.

We need 3rd LOD specifically

Validate controls from design effectiveness point

Risk mitigation

Job Description:

Purpose of the role:

To partner with the bank, to provide independent insurance on control processes and advise on improvements to ensure the efficiency and effectiveness of the banks internal controls framework.

Accountabilities:

- Collaboration across the bank to maintain a satisfactory, robust, and efficient control environment through the execution of ad-hoc assessments and testing on the design and operational effectiveness of the internal controls, aligned to control policies and standards.

- Development of detailed test plans and procedures to identify weaknesses in internal controls and other initiatives aligned to the banks control framework to mitigate any potential risks and issues, prioritised by its severity to disrupt bank operations, potential losses, and reputational impact.

- Advise key stakeholders, including functional leadership teams and senior management on functional and cross functional areas of impact and alignment.

- Manage and mitigate risks through assessment, in support of the control and governance agenda.

- Demonstrate leadership and accountability for managing risk and strengthening controls in relation to the work your team does.

- Demonstrate comprehensive understanding of the organisation functions to contribute to achieving the goals of the business.

- Collaborate with other areas of work, for business aligned support areas to keep up to speed with business activity and the business strategies.

- Create solutions based on sophisticated analytical thought comparing and selecting complex alternatives. In-depth analysis with interpretative thinking will be required to define problems and develop innovative solutions.

- Adopt and include the outcomes of extensive research in problem solving processes.

- Seek out, build and maintain trusting relationships and partnerships with internal and external stakeholders in order to accomplish key business objectives, using influencing and negotiating skills to achieve outcomes.

To be successful in this role, you should have:

- Experience in the application of, and methodologies relating to, Control Design Effectiveness Assurance and Operating Effectiveness Testing.

- Ability to explore relevant regulatory requirements and identify consequences resulting from non-adherence

- Knowledge of principal risks such as Operational risk, Market Risk etc.

- Experience to consolidate and process information from multiple sources to create meaningful insight and reporting for stakeholders.

- Good project & change management, analytical and organisation skills.

- Prior experience in influencing Stakeholders including briefings and presentations.

- Analytical approach and proven ability to manage issues through to resolution.

Some other highly valued skills may include:

- Experience in Laws, Rules and Regulations related to Markets risk across US, UK geographies.

- Knowledge of operational risks and Financial Services regulatory environment.

- Experience in implementing Data Analytics i.e. performing full population, hand on with building scripts in SQL /python/other tools.

- Experience or knowledge of working within a regulatory and control environment.

- Knowledge of process re-engineering e.g. LEAN / DMAIC / Value Mapping would be beneficial, but is not essential.

- Specialist Risk and/or Control-related qualification formal accreditation / qualification relating to audit, risk and/or control etc.

- Good interpersonal skills and ability to communicate effectively across a global team.

- Self-starter with an ability to successfully multitask and complete assignments with varying lead times.

- You may be assessed on the key critical skills relevant for success in role, such as risk and controls, change and transformation, business acumen strategic thinking and digital and technology, as well as job-specific technical skills.

- This role is based in our Pune office.