Vice President - Execution - Equity Capital Markets

Position: Vice President - Execution

Group: Equity Capital Markets

Reporting to: Senior Vice President

Location: Mumbai

Qualification: CA/MBA (Finance) from reputed B-schools

Experience: 12 years +

Domain Knowledge Competencies:

- Understanding of capital markets in India & Globally.

- Knowledge and experience in all capital market products - IPO, FPO, Rights Issues, QIP, QIB, FCCBs, Open Offer and PE.

- Updated Knowledge of SEBI and Stock Exchange regulations as well as Regulatory Domain expertise in ECM execution.

Experience in Product areas:

- Knowledge and experience in all capital market products - IPO, FPO, Rights Issues, QIP, QIB, PE, FCCBs and Government Disinvestment.

Position Objective / Responsibilities:

- Responsible for developing and managing team within the Equity Capital Markets Execution.

- Manages execution relating to IPOs/FPOs/Right issues/Open offer/ Delisting/ Govt. Disinvestment end to end.

- Supervises the document preparation (DRHP/RHP) for public issue / Rights Offers etc., due diligence and execution of Equity Capital Market transactions.

- Supervises the execution and successful closure of Equity capital market transactions.

- Coordinates and works closely with the ECM team on all aspects of regulatory compliance.

- Responsible for regulatory and internal compliance of Merchant Banking business.

- Liaisons with regulators, clients, intermediaries and interacting with the stock exchanges from deal execution and approval perspective.

- Responsible for contributing to business development by bringing in early lead for capital market products and ensuring client engagement with the help of the coverage team.

- Responsible in ensuring risk management and compliance with various SEBI Regulations and meeting all disclosure requirements.

- To play a lead role in negotiation with various transaction agreements with clients and third parties.

- Investor Grievance handling pre & post issue.

- Assisting in the post issue co-ordination work up-to the listing.

- Comply with the Compliance and Risk policy of the Company.

- Spearheading various regulatory changes and providing recommendations on regulatory changes to SEBI committees.

- Imparts product knowledge to subordinates and peers in Capital market products.

- Typically manages a team of 2 - 3 resources.

- Ensures optimal utilization of resources through continuous engagement and periodic feedback on their performance.

Behavioral Competencies:

- Ability to evaluate.

- Communication and Presentation Skills.

- Awareness of Business Environment.

- Deep domain expertise of SEBI Regulations including ICDR, Companies Act and other applicable regulations.

- Ability to manage crucial and difficult situations by providing innovative solutions and problem solving with clients.