We invite a high-caliber "Vice President - Compliance (AIF)" to lead and take complete ownership of the compliance framework . The role demands deep expertise in the SEBI (Alternative Investment Funds) Regulations, 2012, ensuring strict regulatory adherence and governance excellence.
Key Responsibilities:
- Ensure compliance with SEBI AIF Regulations, 2012, circulars, and master guidelines.
- Manage timely SEBI filings, quarterly reports, and Compliance Test Reports (CTR).
- Monitor adherence to PPM disclosures and annual PPM audit requirements.
- Oversee investor onboarding with KYC/AML and due diligence checks.
- Ensure compliance with investment limits.
- Track sponsor commitment and fund corpus norms.
- Maintain statutory records, investor data, and audit-ready documentation.
- Coordinate with SEBI, auditors, custodians, and trustees for compliance matters.
- Ensure dematerialization of investments and regulatory reporting timelines.
- Conduct internal compliance reviews, risk checks, and policy monitoring.
- Monitor conflict of interest, disclosures, and governance standards.
- Support management with regulatory updates and compliance advisory.
Requirements:
- 5-7 years' experience in AIF/PMS/SEBI-regulated compliance.
- Strong knowledge of SEBI AIF Regulations, Companies Act, KYC & AML norms.
- Expertise in regulatory filings, documentation, and internal audit processes.
- Strong communication, analytical, and documentation skills.
- Qualifications: CS/LLB/CA/CFA preferred.
- Must be willing to work full-time from the Ahmedabad office.
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