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196
Applications:  49
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Job Code

1671738

Vice President - Compliance/Advisory & Global Regulations

Posted 3 days ago
Posted 3 days ago

Looking for tenured and experienced VP, strategic mind-set

Looking from Investment Banks/GCC's

Strong Compliance Advisory + Global Regulations

Team management experience

NOT looking from Controls/KYC/Testing/Ops risk background

Basic/Essential Qualifications:

- Proven Compliance experience in a business-facing advisory role.

- Experience of providing Compliance advisory support, ensuring a consistent quality and alignment of advice provided.

- Leading and contributing to global change programs relating to Compliance.

- Strategic mindset and ability to translate new, novel or high-level requirements into practical, proportionate advice.

- Experience of working in a global organizational environment.

- Understanding of risk and control frameworks.

- Be comfortable in fast moving and complex environments and be able to move effortlessly between strategic topics to day-to-day requirements.

- Ability to lead and manage diverse teams.

Desirable skillsets/good to have:

- Degree or equivalent.

- Strong understanding of the rules and regulations relating to the Control Room and Anti-Money Laundering

- Able to work in a fast paced, time sensitive environment.

- Excellent communication skills both written and oral.

- Assertive and confident manner.

- Providing oversight and proactive management of Compliance risk for a global banking business subject to the jurisdiction and oversight of major regulators. Direct accountability of the compliance oversight on the aligned Transaction cycles operating out of Global Services Centre Private Limited

- Set and drive forward strategy and provide leadership across a large team, covering multiple compliance disciplines.

- Proactively engage and advise senior stakeholders, including business and functional leadership teams.

- Participate in and represent Compliance on senior leadership committees, control forums and working groups - providing updates on Compliance matters, critical oversight and challenge of stakeholder updates and opining on issues as required.

- Working with Functional-Leads from KYC, Control Room and Chief Compliance Office teams to achieve global alignment and ensure one-Compliance-mindset .

- Acting as a point of escalation for the KYC, Control Room and Pan BOC teams and matters related to their coverage, including issues and queries arising from the business and senior stakeholders and monitoring of performance metrics.

- Proactively seek out, build and maintain trusting relationships and partnerships with internal and external stakeholders to accomplish key business objectives, using influence and negotiating skills to achieve outcomes.

- Proven track record of providing advice, guidance and interpretation of laws, rules, and regulations.

- Technical and product related knowledge across main business areas (Investment Banking, Markets, Private Banking, Transaction Banking and Consumer Banking).

- Ability to operate and drive activity autonomously or collectively as a team. Be able to consider multiple options from different perspectives to identify pragmatic and effective solutions.

- Leading and executing global projects and global change-management initiatives with multiple regulatory impact points - delivering proportionate and pragmatic solutions.

- Be confident and comfortable in articulating rationale and approach for decision making to senior stakeholders in a succinct and concise manner.

- Drive the implementation of compliance policies and procedures in line with regulatory requirements and ensuring that the bank's internal policies are aligned with international standards, including jurisdictional requirements.

- Lead training initiatives for business stakeholders as well as for the team

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Posted by

Job Views:  
196
Applications:  49
Recruiter Actions:  59

Job Code

1671738