Vertical Head - Internal Audit/Treasury & Risk Audit - CA

Job Title Vertical Head - Treasury & Risk Audit

Reports To Head - Treasury & Risk Audit

Function: Internal Audit

Designation (Grade) : SVP

Location Mumbai

JOB PURPOSE :

- Responsible for planning and execution of Internal Audits across Treasury functions and Risk functions.

- Lead audits of Treasury such as Forex (Merchant & Interbank), Derivatives, Investments (SLR / Non SLR), Money Market, NDTL computation, and regulatory reporting.

- Lead audits of risk such as ICAAP, Stress Testing, Operational Risk, Model Risk, ALM (SLS, IRRBB, LCR, NSFR, Leverage Ratio).

- Thorough understanding of Treasury operations, Mid-office & Market risk controls and Front office functions including trade lifecycle and regulations.

- Ensure comprehensive audit coverage and quality as per approved scope.

- Ensure timely completion of audits as per the annual audit plan.

- Identify control weaknesses, process improvement opportunities, and risk mitigation measures.

- Prepare audit reports with clear observations, root cause analysis, and recommendations.

- Communicate audit findings effectively to senior management and present to Audit Committee.

- Supervise, manage, and guide audit team members; monitor performance periodically.

- Implement continuous monitoring mechanisms for Treasury and Risk areas.

- Drive completion of UATs, system enhancements, and process reviews assigned to the audit vertical

- Prepare ACB memos, presentations, and dashboards for senior leadership and Board level committees.

- Prepare annual Treasury & Risk Audit Plan, including risk based coverage.

- Manpower planning for audit engagements and allocation of resources as per complexity and timelines.

- Ensure periodic trainings are conducted for the audit team to enhance technical knowledge and audit capability.

PREFERRED SKILL SET:

Educational / Professional Qualification : Graduate / Postgraduate

Additional qualification: CA / MBA (Finance) / FRM / CFA or equivalent preferred. (Preferred)

Technical Knowledge:

- Sound knowledge of Finacle system/MS-Office Product Suite (Excel, word, Power-point)

- Effective written, verbal and presentation skills

- Hard working & adaptable to challenging environment

Work Experience (in yrs):

- Minimum 15+ years in:

- Treasury & Risk Audits

- Market Risk / ALM / ICAAP / Stress Testing / Model Risk

- Bank Treasury, Risk, or Financial Control functions