Team Member - Depository Participants

Job description:

- Leading team placed at HO and offsite locations and looking after compliances, risk, and audit of business & regulatory affairs.

- Responding to the queries from different stakeholders pertaining to regulatory matters.

- Plan and co-ordinate inspection related activities to accomplish an efficient inspection management system.

- Ensures adherence to Department Standard Operating Procedures.

- Taking initiatives for improvisation and automation of processes

- Interacting with SEBI on Depository related matters.

- Ensure various periodic compliances to be submitted by DPs.

- Imparting training for Business Partners/In-House staff /Auditors on recent developments.

- Responsible for guiding team members on various regulatory developments and compliance aspects

- Responsible for monitoring group performance and their deliverables

- Responsible for reviewing regulatory guidelines issued from time to time and implementing the same through on-going process improvisation policies.

- Conceptualization and implementation of new Projects

- Analysing the queries raised by auditors and drafting appropriate responses for the same.

- Provide inputs / assistance on various system related developments including preparation Concept Note, BRD, testing etc.