Compliance Specialist Hiring for a Leading Credit Rating Agency Roles & Responsibilities : - Handling compliance related matters from SEBI and RBI perspective. - Provide Compliance advisory to stakeholders from the perspective of SEBI/RBI regulations. - Handling of work related to code of conduct framed under SEBI (Prohibition of Insider Trading) regulations. - Exposure of handling the Regulatory inspection/ audit etc. - Exposure of handling and mitigating conflict of interest under applicable regulatory regime. - Exposure to SEBI and RBI liasoning , good regulatory relationship. - Experience of handling critical complaints. - Help organizations in handling regulatory inquiry/ investigation etc. - Highlight emerging compliance risk to Head - Compliance, Legal & Secretarial. - Vetting regulatory communications from Compliance Perspective. - Providing training to employees on critical compliance policies. Pratik Kankaria | +919329149022

Mumbai

Specialist - Compliance - Credit Rating Agency 

Specialist - Compliance - Credit Rating Agency  ,Job Description for Specialist - Compliance - Credit Rating Agency  in Skillventory in  Mumbai for (7-15) years of experience. Apply Now!

Job Description for Specialist - Compliance - Credit Rating Agency  in Skillventory in  Mumbai for (7-15) years of experience. Apply Now!