- The Principal Officer is a senior leadership position responsible for ensuring that the Fund Management Company operates in full compliance with the IFSCA (Fund Management) Regulations and other applicable laws.

- This role oversees the funds operations, ensures adherence to regulatory guidelines, manages risk, and maintains effective communication with regulators, investors, and stakeholders.

- The Principal Officer will lead the fund management team to achieve operational and strategic objectives while upholding the highest standards of integrity and professionalism.

Key Responsibilities:

- Ensure compliance with all IFSCA regulations, guidelines, and other relevant legal requirements.

- Oversee the implementation of investment strategies, ensuring alignment with the funds approved mandate and regulatory framework.

- Act as the primary point of contact for IFSCA and other regulatory bodies, managing all required interactions and submissions.

- Prepare and submit timely and accurate reports, disclosures, and documentation to IFSCA and stakeholders.

- Develop, implement, and monitor comprehensive risk management policies and compliance protocols.

- Lead, mentor, and develop the entire fund management team, fostering a culture of excellence and regulatory adherence.

- Stay updated on regulatory changes and ensure the fund adapts proactively to maintain compliance.

- Review and approve investment decisions, ensuring consistency with the funds risk appetite and objectives.

- Ensure transparent and timely communication with investors, including performance updates and financial reports.

- Represent the company in regulatory meetings, industry forums, and investor engagements.

- Ability to effectively communicate with and respond to the Board of Directors, Regulatory Authorities, and Stakeholders with clarity, accuracy, and professionalism.

Qualifications:

- A professional qualification, postgraduate degree, or postgraduate diploma (minimum 2 years) in Finance, Law, Accountancy, Business Management, Commerce, Economics, Capital Markets, Banking, Insurance, or Actuarial Science from a recognized university/institution; OR

- Certification from any organization, institution, association, or stock exchange recognized/accredited by the IFSCA, a regulator in India, or a foreign jurisdiction.

Experience:

- Minimum 5 years of relevant experience in the securities market or financial products, including roles such as Portfolio Manager, Broker-Dealer, Investment Advisor, Wealth Manager, Research Analyst, or Fund Management.

- In-depth knowledge of IFSCA regulations and the operational framework of International Financial Services Centers (IFSCs).

- Proven expertise in compliance, risk management, and investment strategy execution.

- Experience in international fund management or cross-border investments is highly desirable.

- Demonstrated ability to lead teams and manage complex operational and regulatory challenges.

Skills and Competencies:

- Exceptional leadership and team management capabilities.

- Outstanding verbal and written communication skills.

- Strong commitment to integrity, professionalism, and ethical standards.

- Advanced analytical and decision-making abilities, with a focus on navigating regulatory complexities.

- Proficiency in financial analysis tools and software.

Additional Requirements:

- Willingness to relocate to GIFT City, Gujarat, if not already based there.