SOX Compliance Analyst - CA

A prestigious client of Innoquest Consulting, a captive MNC in Insurance/Brokerage business, is seeking SOX Compliance Analyst for their organisation.

Job Summary:

We are seeking an audit professional to work with us to participate in the planning, fieldwork, and reporting phases for allocated SOX audit assignments.

The role involves designing the required tests for execution, performing the detailed testing, and vetting the potential findings with key business liaisons.

Mandatory Ask:

- CA with 2 to 3 years of experience having 5 to 6 years of SOX Compliance experience with preferably financial services, insurance, insurance brokerage organisations.

- Should have basic understanding of professional audit standards, COSO, SOX, and risk assessment practices

- Should have worked on audit work in accordance with the internal requirements and the "International Standards for the Professional Practice" of internal auditing standards set by the "Institute of Internal Auditors".

Roles and responsibility:

- Conduct risk based SOX audits: This includes supporting the audit team managers in the timely delivery of each audit assignment including, but not limited to, scoping the assignment, detailed testing of the scope area, agreeing findings, and escalating where required.

- Should work with the SOX team to develop and deliver a disciplined approach of evaluating and improving the effectiveness of the company's control, governance and risk management processes, and report the results to senior management.

- Candidate will be primarily responsible for ensuring that a company is meeting the requirements of the Sarbanes-Oxley Act.

- Works on the design and implementation of internal controls, which is a key component of SOX compliance.