SOTC - Internal Auditor

Description:

Position Name: Internal Auditor

Experience: 10-14 years

Department: Business Process Improvement & Audit

Designation: Sr. Manager / DGM

Job Location: Mumbai - Marathon, Lower Parel

Qualification: MBA / CA

Role Overview:

- This role is responsible for supporting the Business Improvement & Audit function in achieving its strategic and operational objectives by ensuring effective audit planning, execution, and stakeholder engagement.

- The Internal Audit Manager will coordinate with external auditors, manage IFC and IT audits, validate ATRs, and assist in preparing impactful presentations for the Executive Risk Committee and Audit & Risk Committee. This role also contributes to strengthening governance, optimizing risk management, and promoting a culture of compliance and continuous improvement across the organization.

Purpose of Role:

- Ensure effective internal control and risk management through structured audit planning and execution.

- Coordinate seamlessly with external auditors to support statutory and regulatory audit requirements.

- Manage IFC and IT audits to uphold compliance and operational integrity.

- Support the preparation and delivery of insights for Enterprise Risk Committee and Audit & Risk Committee presentations.

- Promote a culture of accountability and continuous improvement across business functions.

Responsibilities:

Audit Planning & Execution

- Assist the BPIA Head of Internal Audit in developing and executing the annual audit plan.

- Contribute to risk-based audit scoping and prioritization.

Coordination with External Auditors

- Serve as the primary liaison for external audit engagements.

- Ensure timely and accurate information exchange between internal teams and external auditors.

IFC & IT Audit Management

- Oversee IFC audit activities and ensure compliance with regulatory and internal standards.

- Coordinate IT audits in collaboration with the IT department and external IT auditors.

Committee Presentation Support

- Assist in preparing and presenting audit findings and risk assessments to the Executive Risk Committee (ERC).

- Support the Audit & Risk Committee presentations with relevant insights, documentation, and strategic recommendations.

Reporting & Documentation

- Validate and monitor ATR (Audit Tracking Report) to ensure timely closure of audit observations and action items.

- Maintain detailed documentation of audit procedures and findings.

Stakeholder Engagement

- Foster strong relationships with business units to promote a culture of compliance and continuous improvement.

- Provide guidance on internal control and risk management practices.