1. Monitoring transaction pattern of the customer with respect to AML to identify outliers triggering suspicious transactions. 2. Anchoring Enhance Due Diligence (EDD) and logical closures of outliers and suspicious transactions. 3. Analyzing the transaction with the customer's profile to ascertain if transactions are in line with customer's profile. 4. Review of transactions vis- vis do's and don'ts laid down in policies to identify process improvement if any. 5. Formulating and periodically reviewing the KYC/AML & CFT Policies/ process notes/ operating guidelines in line with the applicable regulatory guidelines. 6. Dissemination of relevant regulatory guidelines to business groups in timely manner and ensuring implementation of same. 7. Liaising with the regulatory/enforcement authorities on KYC/AML matters/ handling queries received on AML/KYC aspects. 8. Submission of periodic reports to various Committees/ senior management including the adequacy of the systems and controls for managing ML risks and for recommending any changes or improvements, as necessary. 9. Review and approve all products/services to ensure compliance with KYC/AML & policies and procedures. 10. Ensure that AML controls are put in place before any new product is launched. 11. Instituting and conducting AML training programme at the Company. 12. Review and submission of all reports required to be submitted to regulatory/law enforcement authorities.

Mumbai

Senior Role - MLRO/AML - Housing Finance 

Job Description for Senior Role - MLRO/AML - Housing Finance  in V-Konnect Associates in  Mumbai for (10-20) years of experience. Apply Now!