Senior Manager - Compliance - Mutual Funds

Job : Senior Manager - Compliance (Mutual Funds)

Experience: 7- 10 yrs

Requirements:

- A post graduate degree holder (preferably CS/CA/LLB/LLM) with 8 to 10 years of relevant working experience in compliance within an asset management business, specifically in Mutual Funds.

- Good at building relationships; you will be dealing with both internal and external stakeholders of ranging seniority on a day-to-day basis.

Roles and Responsibilities:

- Regulatory Compliance: Ensure adherence to SEBI, RBI, and other regulatory guidelines for mutual funds.

- Reporting and Filings: Manage quarterly, monthly, and yearly filings with regulatory bodies.

- Compliance Support: Provide support to management, monitor training, and update compliance policies.

- Regulatory Updates: Stay updated on regulatory developments and advise the business on compliance matters.

- Compliance Framework: Develop and implement compliance framework within the organization.

- Audit Support: Ensure smooth audit process by developing clear deliverables and activities.

- Documentation: Draft, vet, and negotiate agreements and fund-related documents.

- Process Improvement: Identify areas for improvement and communicate best practices.

Skills:

- Strong understanding of mutual fund regulations

- Excellent communication skills

- Ability to work independently and under pressure

- Team management and leadership skills

Industry Type - Financial Services

Keywords - SEBI, Regulatory Compliance, MFRegulations, Regulatory Guidelines for MF, Compliance Framework