Position - Sr. Manager Compliance Reports to - Chief Compliance Office Location - Mumbai Client - NBFC Key Responsibilities: - Implement regulatory framework of the organisation and drive awareness with regards to regulatory policies to ensure that regulatory norms are strictly adhered to without any exceptions. - Monitor and report the regulatory requirements (RBI, Board/Audit/Risk Committee etc) and ensure timely submission of all statutory and regulatory filings. - Execute and manage ongoing AML activities, implementation of AML system and furnish information/data for AML Audit/Inspection purpose. - Provide assistance in handling audit/inspections and ensure all internal/statutory/regulatory audit related actionable/requirements are reported within scheduled timelines. - Implement compliance systems/portals/tools which will make the process more effective. Minimum 3-6 years of experience in a Compliance function. Preferably from NBFC/Financial Services Industry. Client Information: Our client is a 100% subsidiary of a large Indian bank and enjoys the best Short- & Long-term credit rating of CRISIL. For the last 3 years, the company's loan book has been growing with profits almost doubling consistently Y-o-Y. It has 500+ branches in the South, West and North. At present, it distributes Home Loans, Auto Loans, Personal Loans and SME loans PAN India. This apart, it has Gold Loans, Mortgages, Construction Finance, Business Loans, Corporate Finance and MSE-focused LAP as other product lines. At present, the headcount is over 2000.

Mumbai

Senior Manager - Compliance - BFSI 

Job Description for Senior Manager - Compliance - BFSI  in Resource Infinite in  Mumbai for (3-5) years of experience. Apply Now!