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Job Views:  
21
Applications:  7
Recruiter Actions:  0

Job Code

1662802

Senior Manager/Assistant Vice President - AMC/Risk

HIPOS CONSULTING SERVICES LLP.7 - 12 yrs.Mumbai
Posted today
Posted today

Senior Manager /AVP Risk AMC


Description:


- Monitoring: Oversight of investment limits, liquidity, and credit risk.


- Systems & Controls: Implementation of front-office limits and dealing room control testing.

- Reporting: Data analytics for regulatory mandates and Risk Committees.

- Frameworks: Implementation of SEBI RMF and 3-Line of Defense governance.

- Internal Controls: Management of PLC/ELC and enterprise-wide risk policies.

- RCSA: Executing Risk and Control Self-Assessments and reporting heat maps to RMCE/RMCB.

- Operational Risk: Incident analysis, root cause reporting, and control enhancements.

- Stakeholder Support: Assisting CRO/CXOs with policy reviews and committee agendas/minutes.

- Strategy: Defining risk-based audit scopes and managing auditor appointments via the Board/Audit Committee.

- Execution: Ensuring timely closure of audit reports and Action Taken Reports (ATRs).

- Preparing Internal Audit scope and Audit calendar for Mutual Fund and AMC

Required KNOWLEDGE, EXPERIENCE, SKILLS AND ABILITIES:

- Well versed SEBI regulations pertaining to various investment limits and SEBI guidelines / circulars

- Well versed with various enterprise- wide risk tools & methodologies across the investment life cycle.

- Experience in risk function of AMC.

- Reporting and Data analytical skills,

- Understanding of risk management best practices

- Mutual Fund operational knowledge and SEBI Mutual Fund regulations

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Job Views:  
21
Applications:  7
Recruiter Actions:  0

Job Code

1662802

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