Sr Manager - AML & Compliance Company Name: BharatPe Website: https://bharatpe.com Required Skills: Exposure to Payment sectors, Able to analyze & review Compliance , Good stakeholder management skills, Compliance / AML monitoring , Experience in BFSI /Fintech compliance Work Mode: ONSITE Description: In this role, you have the opportunity to: - Work in critical areas of Compliance, Governance for BharatPe with some of the brightest minds in the industry who are truly focused at building #bharatpeforbharat. - You will lead compliance of KYC & AML & assist in various regulations applicable on NBFC, Payment Aggregator, NPCI etc. and monitor implementation of key internal policies. - Add value by acting as a facilitator in compliance & help organization accomplish its objectives by bringing a systematic and disciplined approach. Responsibilities will include: - Function Expertise - Maintain oversight of developments in the BFSI, Fintech regulatory environment. Anti Money Laundering (AML): - Develop internal procedures to prevent money laundering. - Build new scenarios/rules, create BRDs, and evaluate exception reports and alert closures. - Evaluate the performance of AML monitoring tools and negative list screening. - Review policies and procedures in the AML program (KYC/CDD/EDD). - Ensure information consistency with AML policies and regulatory requirements. - Support an annual review of the AML monitoring system and process. - Drive compliance program and monitor systems. Compliance reviews: - Ensure policies and procedures are followed and monitor improvements. Monitor regulatory changes: - Interpretation and dissemination of information to departments for implementation. - Focus on self-learning and development on relevant guidelines. - Maintain and periodically review necessary policies under various regulations. - Problem Solving - Proactively manage potential regulatory risks. Identify inconsistencies in data and transactions: - Formulate strategic recommendations on policies, procedures, and practices. - Develop solutions to address specific challenges faced by business units in regulatory compliance matters, including impact assessments. Guide transaction monitoring teams: - Address critical areas such as suspicious transactions and name match as per screening output. Conduct process audits/reviews: - Escalate high-risk issues to management. - Identify and inform changes in legislation and regulatory requirements relating to AML. Monitor and report critical gaps during reviews: - Recommend corrective actions. - Interaction Guide and support internal teams: - Conduct face-to-face training for internal teams and business units. Liaison/follow-up with inter-departments: - Ensure timely completion/updating of compliance tasks. Report suspicious transactions: - Report to regulators (e.g., FIU) and other stakeholders (e.g., Partner Banks). Assist the Head of Compliance: - Provide updates to senior management on critical compliance issues for immediate attention and escalation. Qualifications: - Any CS / LLB / MBA with at least 6 years of experience in BFSI /Fintech compliance space focusing on AML and KYC related compliance. - Experience in BFSI & Fintech (Prefer compliance persons from NBFC/bank who has experience in handling lending processes, AML compliance, product compliances etc . - Should have dealt with Regulatory audits (RBI audits / Inspections) & communicated with regulators actively on compliance related matters). Skills, experiences & behaviors: - 8 + years in Compliance / AML monitoring and oversight in BFSI / Fintech - Exposure to Payment sectors preferred - Analytical bent of mind with a demonstrated strength in being able to analyze, review compliance - Should be responsible, transparent, reliable & accountable with good stakeholder management skills.

Gurgaon/Gurugram

Senior Manager - Anti Money Laundering & Compliance - FinTech 

Job Description for Senior Manager - Anti Money Laundering & Compliance - FinTech  in Vobau in  Gurgaon/Gurugram for (6-12) years of experience. Apply Now!