Key Duties & Responsibilities: - Manage and review month-end journal entries and reconciliations to ensure financial accuracy. - Oversee monthly bank reconciliations and intercompany activity, resolving variances - Lead the preparation and review of financial statements and regulatory reports in accordance with GAAP and FINRA/SEC regulations. - Prepare and monitor broker-dealer net capital calculations. - Lead the preparation, review, and submission of quarterly FOCUS filings. - Manage FINRA registration and representative renewal processes. - Support external audits by preparing documentation and responding to auditor inquiries. - Oversee the calculation and reconciliation of 12b-1 fees, transaction-based compensation, and other revenue streams. - Deliver monthly and quarterly board and management reports. - Serve as a primary contact for client reporting requests and escalated inquiries. Required Education and Experience: - Bachelor's degree with a major in accounting or finance. - Minimum of three (3) years of accounting experience; minimum of one (1) year with broker- dealer experience required. Required Skills and Attributes: - Ability to exercise discretion and make independent judgments on matters of significance. - Demonstrated professional integrity. - Dependable, flexible, and adaptable to new THE COMPANY initiatives and changing client needs. - Strong financial analysis skills. - Advanced understanding of financial and accounting systems. - Thorough knowledge of accounting and financial management principles; ability to work well in a fast-paced, small-team environment. - Ability to work independently, multi-task, and prioritize effectively. - Ability to establish and maintain effective working relationships with colleagues and clients. - Highly motivated and goal oriented; proactive in one's education and career progression; volunteers for and shows initiative on internal and external projects and tasks. - Dedicated to upholding The company's high-quality standards and customer service focus. - Strong organizational and problem-solving skills with attention to detail. - Strong oral and written communication skills. - Proficient with Microsoft Office applications, Adobe Acrobat, and the Internet.

Pune

Senior Financial Analyst - Broker Dealing 

Job Description for Senior Financial Analyst - Broker Dealing  in Search Partnerz Consultants in  Pune for (3-7) years of experience. Apply Now!