Senior Analyst/Manager - Compliance - Trade Reporting - CA

Senior Analyst / Manager Compliance (Trade Reporting).

Description :

We are seeking a high-caliber Senior Analyst / Manager to join the Compliance Trade Reporting team within the Financial Operations function. This role sits in the Legal & Compliance business unit and is responsible for end-to-end regulatory trade and ownership reporting across global jurisdictions.

The ideal candidate will have hands-on experience with actual regulatory submissions and strong exposure to hedge funds, investment banks, or financial services consulting firms.

Key Responsibilities :

- End-to-end ownership and beneficial ownership reporting

- Preparation, review, and submission of regulatory filings across global regulators, including: SEC, CFTC, FCA, ESMA

Hands-on execution of filings such as:

- US Long Form filings

- Form PF

- CPO-PQR

- Schedule 13G / 13D

- Liaising with internal stakeholders (Legal, Front Office, Risk, Operations) to ensure timely and accurate submissions

- Monitoring regulatory changes and assessing impact on reporting obligations

- Ensuring strong governance, documentation, and compliance controls around reporting processes

Mandatory Requirements :

- 3 to 6 years of post-qualification experience in compliance or regulatory reporting

- Excellent communication skills (written and verbal) non-negotiable

- Qualified CA (cleared in less than 2 attempts) OR

- MBA from a top-tier business school

Experience in peer firms such as:

- Hedge funds

- Investment banks

- Financial services consulting firms

- Proven experience working on actual regulatory submissions (not just oversight)