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Must have experience- - Securities Exchange Commission filing (SEC filing) - Individuals with offshore support experience in registrations and securities documents. - Regulatory and non regulatory filings, Sec filings, exp in writing and editing legal documents, good grammar, proof reading, marketing material review, editing, - Securities Laws Knowledge: Basic understanding of securities regulations and rules. - Legal Writing and Editing: Experience writing and editing complex legal documents along with expert level grammar skills - Knowledge in using the tools in Word document and PDF for editing, commenting, tables insertion, header/footer edits, superscript edits, organize pages, track changes, etc. - Strong analytical skills including the ability to analyze financial data (like prospectuses and understanding of fees/expenses) in addition to legal documents. - Attention to detail is paramount: Even minor details like font, spacing, placement of commas. - Understanding Proofing jargon; familiarity with Word proofing; Line proofing; Paragraph proofing; and Page Proofing with ability to swiftly adapt to specific proofing approach based on client instruction. - Keeping track of action items and following up with the point of contacts appropriately for pending items. - Prioritize the registration updates based on the finalized/approved filing schedule and provide heads-up and/or follow-up with the required working group so as to avoid any delays and missing interim filing deadlines. - Identify and spot out exceptional items in registration statements (Prospectus;) in comparison with prior year filings of the client accounts and by contextual inference. - Ability to explore SEC Filing websites; various Fund accounts that are part of client account filings. - Familiarize with gleaning/skimming through prospectus summary; registration statements; and Exhibits to identify the required fund details quickly and accurately. - Provide meticulous analysis and provide the most updated information that are agreed by a larger group and discerning those updates that are still at moot. - Ability to coordinate tasks that involve multivarious working groups like Legal; Finance; Investment Specialists; and other associated product groups and categorize the various working groups and their associated responsibilities by using a "Review Responsibilities Report" Responsibilities - Support regulatory and non-regulatory filings, per guidance provided. - Review and proofread marketing reviews, learning and development materials, participant disclosures. - Provide filing assistance to be rendered by meticulous analysis and providing the most up to date information as agreed upon by a larger group. - Draft intercompany agreements, annuity contracts, third party agreements. - Carrry out research activities on product distribution issues and various retirement plan issues. - Keep track of voluminous action items and proactively follow up with the point of contacts appropriately for pending items. - Prepared to work and provide U.S. Daytime support (including attending meetings, making phone calls) to meet critical deadlines as requested - Provide prompt reply/acknowledgement to the Reviewers/Working group.

Mumbai

SEC Filing Associate - Global Legal Support - LLB 

Job Description for SEC Filing Associate - Global Legal Support - LLB  in Black Turtle India Pvt Ltd in  Mumbai for (5-8) years of experience. Apply Now!

SEC Filing Associate - Global Legal Support - LLB  | iimjobs.com