Regulatory Compliance & Risk Management Officer

Regulatory & Compliance Leadership:

- Act as the designated Principal Officer for GIFT City operations under IFSCA.

- Ensure end-to-end regulatory compliance with IFSCA (International Financial Services Centre), SEBI, RBI, and other applicable frameworks.

- Oversee AML/KYC, PMLA obligations and act as the Nodal Officer for transaction monitoring and reporting.

- Ensure timely filings, reports, and disclosures to IFSCA and SEZ authorities.

- Ensure adherence to Anti-Money Laundering (AML), KYC norms, and data security regulations.

Risk & Governance:

- Build and implement risk frameworks (credit, operational, compliance).

- Support internal audits and coordinate with external auditors or consultants.

- Maintain governance charters and compliance policy manuals.

Operational Oversight:

- Monitor day-to-day functioning of the GIFT City unit including fund flows, client onboarding, and transaction processing.

- Drive compliance-led technology adoption to streamline reporting and internal controls.

Business & Strategic Support:

- Support the leadership in strategic planning and market expansion under the GIFT City umbrella.

- Liaise with regulators and legal counsel for licensing, fund structuring, or product innovations (e.g., AIF, PMS, IFSC Units).

Qualifications & Requirements:

Education: CA / MBA / CS / LLB or equivalent professional degree.

Experience: Minimum 5-7 years in financial services with 3-5 years in compliance, operations, or regulatory roles.

Preferred: Experience working with GIFT City, AIF/PMS regulations, and offshore structures.

Certifications: AML/CFT certifications, NISM-compliance related credentials (as per IFSCA norms).

Skills:

- Sound understanding of IFSCA, SEBI, and FEMA regulations.

- High integrity, attention to detail, and ability to work independently.

- Excellent communication skills to interact with senior regulators and management.