Principle Officer - Asset Management

- Act as the Principal Officer under SEBI (Portfolio Managers) Regulations.

- Ensure regulatory compliance and maintain liaison with SEBI and other regulators.

- Oversee portfolio strategy, execution, and performance monitoring.

- Supervise investment decisions and guide the portfolio management team.

- Collaborate with compliance, legal, operations, and client servicing functions.

- Represent the firm in client discussions and internal investment committees.

Qualifications (any one of the following):

- Professional qualification in finance, law, accountancy, or business management from a recognized university/institution or Post Graduate Program in Securities Market (Portfolio Management) from NISM (minimum 1-year duration) or CFA Charter from the CFA Institute.

Experience:

- Minimum 5 years in securities market activities (portfolio manager, stock broker, investment advisor, research analyst, or fund manager).

- At least 2 years in portfolio management, investment advisory, or related fund management areas.

- Candidates with 5+ years in a similar role will be preferred.

Mandatory Certification:

- NISM Series-XXI-B: Portfolio Manager Certification

Skills:

- Strong understanding of capital markets and SEBI regulations.

- Excellent communication and leadership skills.

- Strategic thinking with a compliance-first approach.