Roles and Responsibilities: - Act as the Principal Officer for GIFT City operations, ensuring end-to-end compliance with IFSCA, SEZ, SEBI, RBI/FEMA, and other applicable regulations. - Monitor adherence to the IFSCA Act, SEZ Act, and all relevant regulatory guidelines, circulars, and notifications. - Ensure timely preparation, review, and submission of regulatory filings, reports, and responses to IFSCA, SEZ authorities, and other regulators. - Develop, review, and implement robust internal policies, processes, and control frameworks to ensure regulatory and operational compliance. - Maintain accurate records and ensure company-wide adherence to compliance policies and procedures. - Oversee investor grievance handling and ensure prompt and effective resolution in accordance with regulatory requirements. - Provide senior management with regular updates, reports, and insights on regulatory compliance status, potential risks, and recommended mitigation measures. - Continuously monitor regulatory developments and proactively advise management on necessary changes to policies and operations. - Ensure full compliance of Fund Management Entity and Broker-Dealer activities within the regulatory frameworks applicable to GIFT City operations. - Supervise taxation-related compliances, including Indian Income Tax, withholding taxes, GST, and other relevant levies impacting GIFT City entities. Education: - CA / MBA / CS / LLB or an equivalent professional qualification. Experience: - Minimum 5-10 years of experience in the financial services industry. - At least 3-5 years of direct experience in compliance, portfolio management, dealing, operations, or regulatory roles. - Prior experience working within GIFT City with a strong understanding of AIF/PMS regulations and offshore structures is highly preferred. Certifications: NISM certifications, Anti-Money Laundering (AML), Counter Financing of Terrorism (CFT), or equivalent certifications are desirable.

Gandhinagar

Gujarat

Principal Officer - GIFT City Operations 

Job Description for Principal Officer - GIFT City Operations  in Skillflix Consultancy India Private Limited in  Gandhinagar Gujarat for (4-10) years of experience. Apply Now!