Principal Officer & Compliance Officer - IFSCA

Principal Officer & Compliance Officer for Broking, Global Access Market, Distribution & Insurance in GIFT City, Gandhinagar.

This is a full-time, on-site role.

Key Responsibilities:

- Ensure compliance with IFSCA regulations & AML/CFT processes

- Lead client operations & risk management

- Drive business growth & expand distribution networks

- Regulatory Compliances & Reporting with SEZ, IFSCA, Exchanges etc.

- Preparation of Policies, SOPs, noted etc.

Qualifications:

- Post-graduate/professional degree in finance, law, or related fields

- 5+ years experience in capital markets or financial services

- Strong regulatory & leadership expertise