Paytm Money - Legal Manager - Broking

Key Responsibilities:

Regulatory Compliance & Surveillance:

- Develop and maintain KYC/AML policies per SEBI & FIU India guidelines.

- Manage KYC procedures, including re-KYC, Customer Risk Classification, and documentation.

- Oversee AML transaction monitoring, reporting, and Suspicious Transaction Reports (STRs) filing.

- Handle surveillance reporting for broking and depository functions, including exchange queries.

Policy, Process & MIS Management:

- Set up screening parameters and update AML software modules.

- Manage periodic MIS on alerts and ensure process documentation.

- Disseminate regulatory circulars, assess impacts, and update stakeholders.

Investigations & Training:

- Conduct quality controls, suspicious activity investigations, and enhanced due diligence.

- Assist in training staff on KYC and AML policies.

Stakeholder Engagement:

- Coordinate with exchanges, depositories, FIU India, and internal teams such as Compliance, Product, Finance, and Operations.

Requirements:

Experience:

- 6-12 years in KYC/AML compliance, surveillance, or legal roles within a SEBI-registered broker, depository participant, bank, or financial services firm.

Educational Qualification:

- Graduate in Law, Chartered Secretary, MBA (Finance), or equivalent postgraduate qualifications.

Technical Skills & Competencies:

- Deep understanding of SEBI KYC/AML norms, broking laws, depository regulations, and exchange operations.

- Strong analytical ability for transaction data and surveillance investigations.

- Proficient in MS Office and AML/KYC software tools.

- Excellent written and verbal communication, interpersonal skills, and stakeholder management.

- Ability to multitask under tight deadlines in a fast-paced environment.

Why Join Paytm Money?

Be part of a rapidly growing SEBI-registered broking platform.

Influence best-in-class KYC, AML, and surveillance practices.

Exposure to regulators and exchange-level reporting responsibilities.

Collaborate with diverse teams in a dynamic fintech ecosystem.