Description:
Main Job Functions/Responsibilities:
- Performing the due diligence on new Clients, requesting the KYC information, documentation, review and verification of received documentation and making an analytical risk assessment for new Clients;.
- Thoroughly and succinctly document the processes related to the KYC / AML / KRA & CKYC related activities, for an audience that includes Management, Regulators, Internal Audit & Internal.
Compliance;.
- Responsible for a good understanding of online (Digital) onboarding & modification processes.
- Responsible for a good understanding of KYC due diligence regulations, policies and procedures.
- Should have updated knowledge on SEBI, CDSL & Exchange regulations related with KYC Due Diligence.
- Periodically evaluate existing Clients according to established policies and procedures;.
- Process entries to open/close clients account on our KYC / Related Parties and CDD database, and instruct Client Desk to open/close the accounts on account level in Equation where applicable;.
- Communicate effectively and efficiently with relevant internal and external parties;.
- Have a thorough understanding of clients business and related parties in order to monitor clients Activations & updation;.
- Specific projects which may rise from time to time.
Previous Work Experience / Skill Set:
- 7- 8 years of experience in similar position.
- Good understanding of AML and KYC framework.
- Experience with AML monitoring and screening is an advantage.
- Compliance qualification is an advantage.
- Excellent communication skills in English, both verbal and written.
- Must have good planning and time management/prioritization skills.
- Ability to work independently and also to liaise with other departments.
- Good interpersonal skills.
- Must have good knowledge of Microsoft office applications.
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