Manager/Senior Manager - Compliance

Description:

- Monitoring RBI and other Statutory guidelines on an ongoing basis, intimating process owners on the requirements, clarifying dept/process owner queries,

- Implementation of directions in coordination with process owners, ensuring compliance within timelines and periodic reporting of the status.

Compliance Risk Management:

- Compliance Risk Assessment, defining compliance controls and mitigation measures.

- Support the reporting manager in carrying Compliance Risk Assessment exercise (Impact Assessment, Likelihood Assessment, Inherent Risk Assessment,

- Control mapping and Residual Risk Assessment) for all regulatory and statutory directions across all product verticals and process owners.

- Support the reporting manager in undertaking advisory function across business verticals on the following and advise/guide the team on the compliance aspects.

a. new product approvals,

b. new partnership arrangements,

c. policy rollout or amendment to policies

d. Customer complaints