Posted By
Job Views:
275
275
Applications: 67
Recruiter Actions: 1
Posted in
Banking & Finance
Job Code
1587213
KRAs Actionable Items
Risk Management
- Ensure daily management of risk and necessary reporting relating to Investment risk of all scheme(s) such as market Risk, liquidity Risk, credit risk etc.
- Review and provide recommendations for changes to the Investment and other policies related to Investments function
- Ensure investment policies are aligned to the investment objectives as documented in the Scheme Information Document (SID)
Formulate, review and implement a framework for Investments
- Updation in internal investment limits;
- Provide relevant information to CRO regarding the risk reports
- Quantitative risk analysis
- Review portfolio concentration and take necessary actions to make adjustments to the portfolios
- Monitoring risk appetite within the potential risk class of the respective schemes
- Assessment of the governance risk of the issuer
- Assessing and monitoring risks of investing in multiple markets
- Maintenance of all relevant documents and disclosures with regard to the debt and money market instruments before finalizing the deal
Ensure periodic reviews and monitoring
- Review and approve the changes to the risk appetite within the potential risk class of the respective schemes
- Exceptions / breaches to the Investment limits and identify and implement corrective actions.
Implementation of controls around dealing room such as
- non usage of mobile phones
- dedicated recorded lines
- restricted internet access
- handling of information
- Ensure adequate due diligence are conducted and documented during inter-scheme transfers
Reporting & Monitoring Investment Risk
- Ensure that fund managers and dealers comply with Code of Conduct as per Schedule V B of Mutual Fund Regulations.
- Report the key risk identified and corrective actions taken to the CEO and CRO.
- Define the responsibilities of the Fund Managers.
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Posted By
Job Views:
275
275
Applications: 67
Recruiter Actions: 1
Posted in
Banking & Finance
Job Code
1587213
