Manager - Compliance - Life Insurance Firm - CA/CS/LLB

Only Life insurance firm candidates are eligible

Key Responsibilities:

- Approving, reviewing the advertisement related Compliances

- Preparation of Rollout (Summary of Regulatory updates) on daily updates from the regulatory Bodies

- Handling Internal Audit., further also conducting compliance audit and testing to highlight and fulfil the regulatory gaps in the department

- Compliances related to place of business i.e. filing w.r.t. branch opening, closure, relocation to the regulator. Keeping repository of the same.

- Ensuring submission of all periodical returns as well as Adhoc return to IRDAI/ IIB/Life Council

- Giving compliance opinion to Internal departments regarding Compliances and tracking of the compliance actionable as well as implementation within the Organization.

- Preparation of MIS/ dashboards on Compliance activities for the Management

- Maintaining a record of all the Regulatory reports required to be filed with the Regulators like IRDAI, FIU, IIBI, Life Council, etc and update from time to time with accuracy

- Publishing MIS reports to demonstrate the number of filings done and track for delays if any and highlight to the Management

- AML STR / RFI monitoring and filing with FIU

- Screening of customers with prescribed terrorist lists

- Responding to FIU queries in timely manner

- Preparation of checklists, process notes, SOP's, manuals used in the day to day compliance processes

- Execution of automation projects and IT projects

Qualifications & Competencies:

- LLB or CS or CA will be added advantage

- Experience up to 4-6 years

- Should have analytical skills, and well versed of relevant