Position: Manager Compliance Purpose / key objective of role: The role requires the employee to execute the tasks allotted by the reporting manager(s), in relation to the following compliance areas: - Regulatory updates and implementation- Review regulatory updates and regular tracking and implementation of regulatory requirements. - Advisory role with respect to processes- Providing advisories to stakeholder on various regulatory aspects relating to anti-money laundering (AML), anti-bribery and corruption laws (ABC) and any other compliance matters. - Agreement review- Review intermediary and service partner agreements and negotiate the same. - Regulatory Monitoring and reporting- Ensuring monitoring and risk mitigation along with timely analysis and regulatory reporting. - Regulatory engagement- Engaging with regulators through representations, draft responses and notes on various subjects including AML and ABC etc. - Management engagement- Engaging with management on certain requirements and escalations, preparing presentations etc. Role Specifications: Education - CA with 0-1 years of experience . Freshers are also eligible for the role. Good command over the English language is necessary. Performance Measures: - Adherence to TAT and process - No significant complaints from stakeholders - Efficiency and productivity - Willingness to adapt and learn Functional & Behavioural Competencies: - Knowledge of anti-money laundering, anti-bribery and corruption and insurance regulations to be developed in course - Team work and communication skill - Knowledge of the insurance processes would be an advantage.

Mumbai

Thane

Navi Mumbai

Manager - Compliance - CA 

Job Description for Manager - Compliance - CA  in Lead Management & Consultant in  Mumbai Thane Navi Mumbai for (0-1) years of experience. Apply Now!