We are seeking a highly skilled Manager / Assistant Manager to lead and execute Reconciliation Audits and Compliance Audits for European banking clients. The role will support onshore audit teams and ensure adherence to European regulatory frameworks, internal controls, and audit standards. The position is based in Gurgaon and will work closely with stakeholders across multiple European geographies.
Key Responsibilities
Reconciliation Audits
- Lead and perform account, cash, intercompany, nostro/vostro, and balance sheet reconciliations.
- Review and validate reconciliations to ensure accuracy, completeness, and timeliness.
- Identify reconciliation breaks, investigate root causes, and drive timely resolution.
- Ensure compliance with SOX, IFRS, and internal control frameworks applicable to European banks.
- Prepare audit documentation, working papers, and management reports.
Compliance Audits
- Execute compliance and internal audits aligned with EBA, ECB, PRA, FCA, and local EU regulatory requirements.
- Assess adherence to internal policies, regulatory guidelines, and operational risk controls.
- Evaluate control effectiveness and identify gaps or non-compliance issues.
- Support regulatory examinations and internal audit reviews.
- Track audit observations, remediation actions, and closure of findings.
Stakeholder & Team Management
- Act as a key liaison with onshore European audit teams, risk, compliance, and finance stakeholders.
- Mentor and review work of junior auditors/analysts.
- Support audit planning, risk assessment, and scoping activities.
- Participate in governance calls and present audit findings to senior management.
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