Manager/Assistant Manager - Compliance - CA/CWA/CS - Qualified CA / CWA / CS with minimum 5 years post qualification experience in compliance reviews / internal audits - Relevant experience in BFSI sector, most preferably in a regulated entity Compliance Monitoring covering key functions / process to identify improvement areas and make necessary recommendations to address gaps if any - Monitor implementation of action plans agreed by various functions - Maintaining tracker of various compliances under applicable laws and monitor adherence by various functions - Training to employees on compliance risks and related matters - Monitor implementation of various guidelines / circulars / notifications / directions issued by Regulator / various statutory authorities - Identify compliance risks in new processes / applications / products - Managing Regulatory inspections / audits - Support to various functions in compliance related matters

Mumbai

Manager/Assistant Manager - Compliance - BFS - CA/CWA/CS 

Job Description for Manager/Assistant Manager - Compliance - BFS - CA/CWA/CS  in BinaryStar SearchX in  Mumbai for (7-9) years of experience. Apply Now!