LSEG Group - Senior Manager - Business Controls Utility

Responsibilities:

- General, strategic, and culture

- Provide independent review and challenge on performance of internal control environment.

- Ability to provide guide guidance in conducting assessments, identify areas of improvement, and provide recommendation for remediation.

- Supporting 1LOD on risk matters impacting the strategic objectives of the business.

- Promoting Risk Culture in 1LOD, including provision of risk education/training

Control Assurance:

- Perform Design Effectiveness Assessment (DEA) of end-to-end processes and related key controls.

- Produce and/or review control artefacts (risk and control matrices, process narratives)

- Design and deliver workshops/trainings which are focused in enhancing risk and controls understanding across 1LoD

- See opportunities to enhance the control environment either through automation or stopping non-value add activities

- Partner with 1LoD in developing remediation plan for any design gaps/ control deficiencies and support in assessing impact of any control deficiency

- Ensure control issues are logged into central GRC tool (MetricStream)

- Support in the annual scoping and risk assessment exercise

- Support external audit around control assurance efforts

- Collaborate with 2LoD and 3LoD on key initiatives and/or any ongoing assurance efforts

- Supply in designing controls, Supporting and providing guidance on controls, and providing control framework feedback.

Qualifications:

- Degree or equivalent and / or relevant professional qualification.

- Knowledge of internal control design assessments including documenting processes and identifying potential risk or control gaps.

- Ability to adapt to change and multi-task in a dynamic environment.

- Ability to understand complex issues outside their experience and expertise and facilitate resolution across multiple functions/handling across boundaries is critical

- Experience of leading and reviewing Associate team members

- Demonstrate ability to take initiative and drive projects to completion.

- Capable of working independently with little guidance.

- University (equivalent) degree and CA/ACCA (equivalent).

- Strong oral and written communication skills with the ability to interact with peers and management globally.

- Strong command of Office applications.

Preferred:

- Experience working in financial organization in Risk related roles

- Familiarity with GRC tools (ORMC, MetricStream, SAP GRC)

- Experience in/working knowledge of IT Automated Controls

- Experience of Continuous control monitoring

Experience level:

- 10+ years audit, risk and controls assessment experience preferably with US listed companies (SOX audits), or in control design and assurance activities in Financial institutions