Ladders UP HR Solutions Reviews by Employees

- Assist in developing and implementing compliance model required to operate within acceptable standards. - Owning & managing the compliance requirements and ensuring adherence to the requirements. - Liaison with stakeholder/senior management to ensure proper implementation of established compliance policies. - Review business policies to ensure they are aligned as per regulatory requirements. - Collaborate with other departments such as the risk management or internal audit unit to forward compliance issues for investigation. - Conduct reviews to identify gaps in the overall compliance processes within and outside the department & ensure identification of staff accountability for requisite action. - Ensure adherence to timelines for various compliance activities as assigned by regulator/ Board/ top 0r senior management. - Review the policies/ products/ processes to ensure compliance with regulatory & statutory laws. - Carry out assessments to identify areas of potential compliance risks in order to implement preventive/corrective strategies to address compliance issues. - Provide reports on a regular basis to senior management to keep them updated on progress of compliance operations. - Organize compliance programs to educate the staff on recent and already existing compliance requirements. Education - CS/CA. Specialized Knowledge: Accounting & Financial Statements, Statutory Laws, RBI Regulations & Circulars,. Skill Set (Must): - Ability to use judgement and to manage/ impart compliance risk. - Ability to understand, interlink and review policies and procedures. - Knowledge of regulatory requirements, practices and implementation of same in operations of the Company. - Good communication and interpretation skills. - Understanding of Compliance systems and Controls. Skill Set (Desired): - Good Negotiation Skills. Experience Range - 5 - 8 Years. Preferred Industry - NBFC. Jaipur, Rajasthan, India

Jaipur

Rajasthan

Lead Compliance Officer - NBFC 

Job Description for Lead Compliance Officer - NBFC  in Ladders UP HR Solutions LLP in  Jaipur Rajasthan for (5-8) years of experience. Apply Now!