Lead Compliance Officer - NBFC

- Assist in developing and implementing compliance model required to operate within acceptable standards.

- Owning & managing the compliance requirements and ensuring adherence to the requirements.

- Liaison with stakeholder/senior management to ensure proper implementation of established compliance policies.

- Review business policies to ensure they are aligned as per regulatory requirements.

- Collaborate with other departments such as the risk management or internal audit unit to forward compliance issues for investigation.

- Conduct reviews to identify gaps in the overall compliance processes within and outside the department & ensure identification of staff accountability for requisite action.

- Ensure adherence to timelines for various compliance activities as assigned by regulator/ Board/ top 0r senior management.

- Review the policies/ products/ processes to ensure compliance with regulatory & statutory laws.

- Carry out assessments to identify areas of potential compliance risks in order to implement preventive/corrective strategies to address compliance issues.

- Provide reports on a regular basis to senior management to keep them updated on progress of compliance operations.

- Organize compliance programs to educate the staff on recent and already existing compliance requirements.

Education - CS/CA.

Specialized Knowledge: Accounting & Financial Statements, Statutory Laws, RBI Regulations & Circulars,.

Skill Set (Must):

- Ability to use judgement and to manage/ impart compliance risk.

- Ability to understand, interlink and review policies and procedures.

- Knowledge of regulatory requirements, practices and implementation of same in operations of the Company.

- Good communication and interpretation skills.

- Understanding of Compliance systems and Controls.

Skill Set (Desired):

- Good Negotiation Skills.

Experience Range - 5 - 8 Years.

Preferred Industry - NBFC.

Jaipur, Rajasthan, India