Klay Securities - Associate/Senior Associate - Risk

Job Title: Associate/Senior Associate Risk

Reporting To CEO

Department/Group : Risk Management

Location: Mumbai

Company: Klay Securities Private Limited

About Klay:

We are a boutique financial services firm providing unbiased expertise, tailored financial solutions and best-in-breed technology to clients around the world. We are seasoned experts across the full suite of wealth management, multi-family office, asset management and corporate advisory services. Through our open architecture model, we ensure you benefit from the combination of institutional rigour and bespoke solutions. And at Klay, we are proud to be different and we are always in your corner.

About the role:

The role involves assisting the Risk manager in monitoring & surveillance of assigned portfolios, including rating changes, market/industry developments, etc and assessing the impact.

Roles & Responsibility:

- Hands on experience of ODIN, NEAT, and BOLT limit setting systems to ensure seamless operation and compliance.

- Prepare detailed Shortfall reports to identify and address potential discrepancies or inefficiencies promptly.

- Maintain a comprehensive understanding of Risk Management System (RMS) policies in alignment with SEBI rules and regulations, ensuring compliance across all operations.

- Coordinate effectively with exchanges and vendors to facilitate smooth operations and resolve any operational challenges efficiently.

- Oversee the creation, activation, and deactivation processes, ensuring accuracy and compliance with regulatory standards.

- Monitor and oversee the execution of Portfolio Management Services (PMS), Alternative Investment Funds (AIF), and Wealth Clients processes, ensuring adherence to established protocols.

Your key qualifications & competencies:

- Graduate/Post Graduate with at least 8 years- experience in Risk Management; preferably from BFSI sector.

- Self-driven, motivated & strong attention to detail

- Excellent time-management and organisational skills.

- Ability to use business judgement and a structured approach towards solving complex analytical problems