Risk & Compliance Officer Key Responsibility Areas: 1. Assist in periodic internal reviews or audits to ensure that compliance procedures are followed. 2. Maintain documentation of compliance activities. 3. Ensure there are no violations of standards or regulations with respect to securities trading. 4. Aid internal or external auditors in compliance reviews. 5. Prepare reports regarding compliance operations and progress. 6. Monitor compliance systems to ensure their effectiveness. 7. Report violations of compliance to Risk & Compliance Partner. 8. Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated. Competencies: 1. At least 3 years prior experience in similar role, preferably within another law firm or a professional services firm 2. Basic understanding of Compliance process and procedures 3. Experience working with Compliance management systems 4. Strong competence in Excel, Outlook and Word 5. Good communication skills (written and oral) 6. Meticulous approach 7. Ability to prioritize and act on own initiative 8. Strong team player 9. Flexible and proactive approach 10. Positive professional attitude

Mumbai

Khaitan & Co - Risk & Compliance Officer 

Job Description for Khaitan & Co - Risk & Compliance Officer  in Khaitan & Co in  Mumbai for (3-4) years of experience. Apply Now!