- Monitoring risk management guidelines and risk appetite framework for schemes; - Ensure daily management of risk and necessary reporting relating to Investment risk of all scheme(s) such as market Risk, liquidity Risk, credit risk etc. - Review and provide recommendations for changes to the Investment and other policies related to Investments function - Ensure investment policies are aligned to the investment objectives as documented in the Scheme Information Document ("SID") - Updation / modification in the equity or debt investment universe - Updation in internal investment limits; - Provide relevant information to CRO regarding the risk reports - Quantitative risk analysis 7 defining the role of the fund managers - Review portfolio concentration and take necessary actions to make adjustments to the portfolios - Monitoring risk appetite within the potential risk class of the respective schemes - Assessment of the governance risk of the issuer - Assessing and monitoring risks of investing in multiple markets - Maintenance of all relevant documents and disclosures with regard to the debt and money market instruments before finalizing the deal - Activities performed by fund managers with respect to risks identification, risk management, reporting and corrective actions. - Review and approve the changes to the risk appetite within the potential risk class of the respective schemes - Exceptions / breaches to the Investment limits and identify and implement corrective actions. - Implementation of controls around dealing room - Ensure adequate due diligence are conducted and documented during inter-scheme transfers - Monitor exceptions identified on review of the regular risk management activities - Ensure that fund managers and dealers comply with Code of Conduct as per Schedule V B of Mutual Fund Regulations. - Report the key risk identified and corrective actions taken to the CEO and CRO.

Mumbai

Investment Risk Manager 

Job Description for Investment Risk Manager  in Wave HR & Advisory Pvt Ltd in  Mumbai for (2-5) years of experience. Apply Now!