Experience - 1 to 3 years Location - Pune Position Summary: This role is responsible for assisting in review of internal control for multiple standards including retirement reporting in line with Sarbanes Oxley Act, SSAE SOC1, and SSAE SOC2 and IT and Process Controls to ensure robust control mechanism within the organization and reporting the same to the Board, Audit Committee and Management. May assist in implementing initiatives for process/workflow improvements and system enhancements. Job Responsibilities: 1. Assist with review of assigned processes, risks and controls to confirm key risks and key controls have been identified and there are no gaps. 2. Coordinate and assist with facilitating design meetings with the business areas to document and/or update in-scope processes, risks and key controls. 3. Perform control walkthroughs to evaluate and document design effectiveness of the key controls. 4. Provide support to Global SOX team with respect to conducting testing as per the schedules and deadlines. 5. Identify & manage risks and ensure entity governance from regulatory standpoint. 6. Complete Operating Effectiveness testing (interim, rollforward, year-end and annual) of key controls within established timeline. 7. Maintain work paper documentation and ensure any changes are appropriately reflected as needed. 8. Responsible for identifying control deficiencies and communicating the deficiency to the Management. Assist with drafting issue documents. 9. Work with Management, Internal Audit, External Audit and others as needed to ensure that the design and operating effectiveness of internal controls over financial reporting is adequate. 10. Keep open communication with the business areas to stay abreast of changing regulations, systems, processes, etc. 11. Challenge business partners to consider their own process improvements when practical, based on ICU testing assessment observations 12. Participate in other projects such as subsidiary governance testing and internal control testing of the other subsidiaries on need basis.

Pune

Internal Control Analyst - Investment Bank 

Job Description for Internal Control Analyst - Investment Bank  in Talent Networks Pvt Ltd in  Pune for (1-3) years of experience. Apply Now!