Internal Auditor - CA

Description:

Responsibilities:

- Assist the Team Lead / Head in the planning and execution of annual audit plans.

- Conduct comprehensive process audits to evaluate internal controls, efficiency, and adherence to established policies and regulations.

- Perform functional audits across different business functions such as operations, finance, risk management & compliance.

- Assess the effectiveness of internal controls and recommend corrective actions for process improvements.

- Prepare detailed audit reports with findings, risk assessments, and suggested solutions for management.

- Collaborate with departments to ensure smooth implementation of audit recommendations.

- Support the internal audit team in ensuring adherence to regulatory guidelines and company policies.

- Monitor and track the implementation of corrective actions arising from previous audits.

- Stay updated on industry best practices and relevant regulations impacting NBFCs, specially RBI regulations, so as to use the knowledge in execution of audits.

Qualifications:

- Education: A bachelor's degree in accounting, finance or business administration.

- Professional certifications: Chartered Accountant, CISA will be an added advantage.

- Experience: Relevant experience in internal auditing, with proven supervisory or management experience (preferrably in a Bank or NGFC-ML).

- Technical skills: Strong understanding of auditing standards, financial reporting, risk management, RBI regulations and internal control frameworks. Experience with data analysis tools will be an added advantage.

- Soft skills: Excellent analytical, problem-solving, decision-making, communication skills are essential for reporting and interacting with various stakeholders. Proven ability to work under stringent timelines.

- Interpersonal skills: Strong Interpersonal skills are crucial for building relationships with management and team.