Internal Audit Manager - NBFC/BFSI - CA

Job Responsibilities:

- Risk Mitigation & Department Audits

- Plan and execute schedule-based departmental audits across Head Office departments.

- Identify process gaps, operational risks, and deviations from established procedures.

- Provide recommendations to improve process efficiency and reduce turnaround time (TAT).

- Submit consolidated audit reports with improvement recommendations

Process Adherence & Data-Based Audits

- Conduct scientific and data-driven audits based on operational trends.

- Generate at least two analytical audit reports every month based on data insights.

- Monitor adherence to company policies and operational processes.

Quality Assurance & SOP Governance

- Review Standard Operating Procedures (SOPs) of Head Office departments and branches after audits.

- Recommend updates to SOPs based on audit observations and operational requirements.

- Submit structured reports to management with observations and suggestions for improvement.

- Ensure 100% completion of SOP reviews for audited departments.

Audit Observation Closure & Monitoring

- Ensure closure of all audit observations within 30 days by concerned departments.

- Track corrective actions and monitor implementation of audit recommendations.

- Conduct follow-up reviews after 6 months to evaluate process improvements.

- Ensure departments adhere to SOP guidelines effectively.

Required Skills & Qualifications:

- Strong knowledge of internal audit, risk management, and compliance frameworks.

- Understanding of NBFC / vehicle finance operational processes.

- Excellent analytical and data interpretation skills.

- Strong reporting, documentation, and presentation skills.

- Leadership and stakeholder management capability.

Pre-Requisites:

- CA

- 10-15 years of experience in Internal Audit, Risk, or Compliance roles.

- Experience in NBFC / BFSI sector preferred.

- Hands-on experience in process audits, SOP review, and operational risk management