Company Profile: India Bond Private Limited (www.indiabonds.com)

IndiaBonds is a SEBI registered and licensed Online Bond Platform Provider (OBPP). We are a financial company driven by technology with a passion to create an investment platform that provides access to the fixed income market in a low-cost, transparent and easy to use manner.

Each member of our core management team has decades of experience in either finance or technology. We are motivated by spearheading the digital revolution in the corporate bond market in India with our leadership expertise in both fixed income asset class and technology, as we aspire to provide a wholesome solution to bond investing. We assist investors with access to wide choice of bond investment opportunities that provide stability and good returns, thus helping them in generating predictable income and meeting their own investment objectives.

Job Title: Compliance Officer

Location: Kalina, BKC, Mumbai

Job Profile:

1. To ensure the compliance with the following regulations:

- SEBI (Stock-Brokers) Regulations, 1992 and circulars/ notifications issued thereunder.

- SEBI (Non-Convertible Securities) Regulations, 2021 to the extent it is applicable to the functioning and operations of Stock-Brokers and/or Online Bond Platform Providers.

- SEBI (Intermediaries) Regulations, 2008

- Prevention of Money Laundering Act, 2002, as applicable for SEBI Registered Intermediaries.

2. Drafting, vetting, reviewing and negotiating the legal documents such as:

- Standard Operating Procedures

- Policy framework

- Agreements/Contracts with third party vendors, distributors and service providers

- Website Terms and Conditions, Privacy Policies and Disclaimers etc.

3. Further Responsibilities:

- To ensure compliance with circulars, notifications, guidelines issued by the stock exchanges from time to time.

- To discuss impact analysis of applicable regulatory framework with the management, prepare and implement compliance calendar etc.

- Experience of handling internal, statutory audits & inspection from Stock Exchanges and SEBI.

- To liaison with the Stock Exchanges, Clearing Corporations, SEBI and Depositories

Competency:

- Thorough understanding of financial products. Candidates having a knowledge of fixed income instruments will have an added advantage

- Good communication & interpersonal skill

- Well versed with MS office tools (Excel and Word)

Qualification: CS (preference L.L.B.)

Industry Preferred: Financial Services (Broking)

What we offer:

- Exceptional Healthcare Coverage - In sickness & in health, we stand strong with our natives, we got you covered with comprehensive health insurance packages.

- Fast-Paced FinTech Environment - Cutting Edge Fintech will surely foster your personal & professional growth.

- Competitive Salary - We value skills & talent; and our salaries are calculated based on industry benchmarked skills and location